Privacy / Disclosures

  1. Is Perron & Partners Wealth Management Corp. (PPWM) a member of the Canadian Investor Protection Fund ('CIPF')?

    Perron & Partners Wealth Management Corp. is a Member of the Canadian Investor Protection Fund.

    Customers’ accounts are protected by the Canadian Investor Protection Fund within specified limits. A brochure describing the nature and limits of coverage is available upon request or at www.cipf.ca

  2. What role does National Bank Correspondent Network ('NBCN') play?

    NBCN is PPWM’s Carrying Broker. PPWM is independent of NBCN and has retained NBCN to provide certain record keeping and operational services which may include execution and settlement of securities transactions, custody of securities and cash balances, and extension of credit on margin transactions.

    The services mentioned above are provided under a written Introducing/Carrying Broker Agreement between NBCN and PPWM.

  3. Will I receive statements from NBCN?

    NBCN will prepare and transmit to you trade confirmations as well as periodic account statements summarizing transactions processed for your account.

  4. Where are Client assets held?

    NBCN will hold in custody securities and cash received for your account(s), and will collect and disburse dividends and interest as required.

  5. What would happen to my portfolio(s) if Perron & Partners Wealth Management were to become insolvent?

    Client assets are held in custody with NBCN. NBCN is a Member of the Canadian Investor Protection Fund. As a result Customers’ accounts are protected for losses arising from the insolvency of a member firm. A brochure describing the nature and limits of coverage is available upon request or at www.cipf.ca